488 APPENDIX A. HOMOLOGICAL METHODS∗

Lemma A.11.4 There is an open ball containing p such that d ( f ,Ω, p̂) is the same for allp̂ in this ball.

Proof: By definition of f̂ , there is an open ball A containing p such that f̂−1(Ā)⊆Ω.

Then if p̂ ∈ A, there is a smaller open ball  centered at p̂ with f̂−1(Â)⊆Ω and so, since

this is the same f̂ , the d ( f ,Ω, p) = d ( f ,Ω, p̂) because d ( f ,Ω, p) is defined in terms of f̂∗and the generator of Hn (Sn). ■

Say [c] generates Hn (Sn) and let α be the isomorphism of Hn (Sn) andZ. Then [c] wouldbe either α (1) or else α (−1) = [c] and so either [c] or − [c] will work. But then d stillwould be the same because f̂∗ (− [c]) =− f̂∗ ([c]) =−d [c] = d (− [c]) . Thus the definitionof the degree does not change if [c] is switched to − [c] the other generator of Hn (Sn) .The hard issue is whether two different extensions satisfying the above definition give thesame degree.This is discussed in the following proposition and shows that d ( f ,Ω, p) iswell defined.

The proper open balls A on Sn,n ≥ 1, are just intersections of open balls in Rn+1 withSn and so they are connected and open sets. Each is homeomorphic to a convex subset ofRn. Say α is the name of this homeomorphism so that C = αA where C is convex. Then ifc is a cycle with values in A we have α∗ [c]A = [α#c]C = 0 because C is convex so cyclesand boundaries are the same. Since α∗ is an isomorphism, this implies [c]A = 0.

Proposition A.11.5 Let Ω, f , f̂ be as defined in Definition A.11.3 with respect to someopen ball A for which f̂−1

(Ā)⊆ Ω. If f̂ , f̃ are two extensions of f from Definition A.11.3

and [ĉ] generating Hn (Sn), f̂∗ [ĉ] = f̃∗ [ĉ] and so, for any p ∈ A,d ( f ,Ω, p) is well defined.If f−1

(Ā)= /0 then for f̂ such an extension, f̂∗ [ĉ] = 0 and so for p ∈ A,d ( f ,Ω, p) = 0.

Proof: Letting L,θ be as in Proposition A.11.1, one can consider the following homo-topy of f̂ , f̃

θ(tθ−1 f̂ +(1− t)θ

−1 f̃), t ∈ [0,1] .

The two functions are homotopic and so by Theorem A.3.7 f̂∗ [ĉ] = f̃ [ĉ]. In particular, thedefinition of the degree is well defined.

If f−1(Ā)= /0 then for each simplex φ in ĉ, f̂#φ has values in Sn \A which is homeo-

morphic to a convex subset of Rn and so[

f̂#ĉ]= f̂∗ [ĉ] = 0. ■

Another claim which is easy to get is the following which deals with homeomophismsof Sn.

Lemma A.11.6 From the definition, if α is a homeomorphism on Sn, then d ( f ,Ω, p) =±d (α f ,αΩ,α p).

Proof: Let f̂ and A go with the definition for d ( f ,Ω, p) . Then, since α is a homeo-morphism, α (A) contains A′ a ball centered at α p and α f̂ will serve for the definition ofd (α f ,αΩ,α p) . Then for [ĉ] a generator of Hn (Sn) ,α∗ is an isomorphism of homologygroups and so α∗ [ĉ] is also a generator of Hn (Sn) .

d (α f ,αΩ,α p) [ĉ]≡(α f̂)∗ [ĉ] = α∗ f̂∗ [ĉ] = α∗d ( f ,Ω, p) [ĉ] = d ( f ,Ω, p)α∗ [ĉ]

But, since α∗ is an isomorphism, α∗ [ĉ] is also a generator of Hn (Sn)≈ Z so α∗ [ĉ] is either[ĉ] or − [ĉ]. ■

There is also a generalization of Proposition A.11.5 which replaces f̃ with ĝ where gis sufficiently close to f using the observation that all that mattered in the above argumentwas f̃ (∂Ω)∩ Ā = /0.

488 APPENDIX A. HOMOLOGICAL METHODS*Lemma A.11.4 There is an open ball containing p such that d (f ,Q, p) is the same for allp in this ball.Proof: By definition of f, there is an open ball A containing p such that f—! (A) CQ.Then if f € A, there is a smaller open ball A centered at p with f—! (A) C Q and so, sincethis is the same f, the d(f,Q, p) = d(f,Q, p) because d(f,Q, p) is defined in terms of f,and the generator of H, (S”). iSay [c] generates H,, (S”) and let & be the isomorphism of H,, (S”) and Z. Then [c] wouldbe either a (1) or else &(—1) = [c] and so either [c] or —[c] will work. But then d stillwould be the same because f, (— [c]) = —f; ({c]) = —d [c] = d(— [c]) . Thus the definitionof the degree does not change if [c] is switched to —|c] the other generator of H,,(S").The hard issue is whether two different extensions satisfying the above definition give thesame degree.This is discussed in the following proposition and shows that d(f,Q, p) iswell defined.The proper open balls A on $”,n > 1, are just intersections of open balls in R’+! withS” and so they are connected and open sets. Each is homeomorphic to a convex subset ofIR”. Say @ is the name of this homeomorphism so that C = @A where C is convex. Then ifc is a cycle with values in A we have @, [c], = [G@4c]~ = 0 because C is convex so cyclesand boundaries are the same. Since a, is an isomorphism, this implies [c], = 0.Proposition A.11.5 Let Q, f,f be as defined in Definition A.11.3 with respect to someopen ball A for which f—! (A) CQ. If f, f are two extensions of f from Definition A.11.3and (é] generating H,(S"), f. [é] = fi [¢] and so, for any p € A,d(f,Q, p) is well defined.If f—' (A) = 0 then for f such an extension, f,|@] = 0 and so for p € A,d(f,Q, p) = 0.Proof: Letting L, 0 be as in Proposition A.11.1, one can consider the following homo-topy of f, f . ;6(1o-'f+(1—-1)e"'f),t € [0,1].The two functions are homotopic and so by Theorem A.3.7 f, [@] = f [é]. In particular, thedefinition of the degree is well defined.If f-! (A) = @ then for each simplex ¢ in @, fy@ has values in S” \A which is homeo-morphic to a convex subset of R” and so [fyé] = f. [¢] = 0.Another claim which is easy to get is the following which deals with homeomophismsof S”.Lemma A.11.6 From the definition, if & is a homeomorphism on S", then d(f,Q, p) =td (af,aQ, ap).Proof: Let f and A go with the definition for d(f,Q,p). Then, since @ is a homeo-morphism, @ (A) contains A’ a ball centered at ap and af will serve for the definition ofd(af,@Q,ap). Then for [é] a generator of H,, (S”), a, is an isomorphism of homologygroups and so a, [é] is also a generator of H,, (S").d(af,aQ, ap) (é] = (af), [4] = a. fs [é] = ad (f,Q, p) [2] = d(f,Q, p) a. [2]But, since @, is an isomorphism, ©, {¢] is also a generator of H, (S”) © Z so @,. [é] is either[¢] or —[¢].There is also a generalization of Proposition A.11.5 which replaces f with @ where gis sufficiently close to f using the observation that all that mattered in the above argumentwas f (0Q)NA =90.